Our compliance practice designs, tests, and documents programs that prosecutors and regulators expect to see. We align policies, internal accounting controls, incentives/discipline, training, data and testing with the U.S. Department of Justice’s Evaluation of Corporate Compliance Programs (ECCP) and related DOJ guidance—so the program functions in practice, not just on paper. We also track New York–centric and industry developments (e.g., DFS guidance for covered financial institutions, AI risk in controls) to keep frameworks current.

Matters often include investigations, third-party due diligence, remediation, and DOJ/SEC engagement—a scope consistent with top NY practices in anti-corruption and regulatory defense. 

Typical deliverables

• Program build/refresh mapped to ECCP questions; testing and KPI dashboards.

• Third-party lifecycle: risk-tiering, onboarding, contract clauses (audit/termination), monitoring.

• Internal investigations and remediation plans; disclosure strategies where appropriate.

• Compliance playbooks for deals and rapid post-close integration.